So, some thoughts about Water Margins (《水浒传》)
Sunday, February 23rd, 2025 11:40So this blathering brought on by thinking too much about Wuxia tropes and feeling a bit triggered by one guy yapping on Bilibili.
Context: I think there's not an insubstantial amount of people who think of the classic Water Margins (《水浒传》) as an Ur-Wuxia, or proto-Wuxia. And unsurprisingly, people who consider Water Margins part of the Wuxia genre tend to also admit that they just ignore the second half of the novel...for some reason.
And I have problems with this.
Any analysis of Water Margins that ignores half of the story and tries to focus only on the first half is erroneous. I mean, yes, you can argue that the author just gave up for the second half, but it doesn't change the fact that the second half is still canon and thus still need to be taken into account when critically examining the themes of the novel. Just as you can't really talk about Lord of the Ring themes by ignoring Return of the King, you can't talk about Water Margins by ignoring the second half where the outlaws reintegrate back to civil society.
In fact, I would argue that the reason Water Margins became a classic is actually because of the second half of the novel. For context, the first half of Water Margins depicts people from all walks of life being forced into becoming outlaws in Liangshan. Halfway through the book, after gathering all 108 characters to form a band of outlaw brotherhood, the group surrenders to the government and become re-incorporated into society. Yet, the government betrays the group by sending them off to die on absolutely hopeless military campaigns, and the ones who manage to survive are assassinated, with only a few who ran off to become outlaws again managing to survive the purge. This novel is not about celebrating the heroism of these fictional characters. Water Margins is ultimately a tragedy about the suffering of regular people under the imperial rule.
The contrast between the relative freedom and self-determination of outlaw life with the ruthless exploitation of government rule is what highlights the injustice of imperial politics. To claim that the 108 characters are "heroic" is deliberately ignoring that a lot of said characters are very regular people. They're a mix of thieves, bandits, bullies, delinquents, and a handful of upstanding members of society who nonetheless have their own flaws and problems. I mean, for fuck's sake, the tactician is named 吴用 (homophone for "useless"). This is not a coincidence! The fact that his miscalculations fucks over the resistance multiple times is also not an accident. The author is deliberately making these characters unheroic because they are just normal people shoved into a terrible situation. At its heart, Water Margins is about the tragedy of humans who want to make a difference but can't overcome their basic human foibles.
Unlike Romance of the Three Kingdoms, which pits practically god-like heroes against each other in a struggle to grab fate by the horns and re-direct the political structure toward their own vision of the future, Water Margins is very much about how helpless individuals are in the face of the all encompassing and organized government bureaucracy that is focused on maintaining the political control of the emperor over the country. Three Kingdoms tells the story from the perspective of the ruling class. Water Margins tells it from the perspective of the ruled. (I bring up Three Kingdoms because the author of Three Kingdoms was the student of the author of Water Margins and was involved somewhat in editing and re-publishing the later editions of Water Margins. And yes, there are multiple editions of Water Margins with changes made to some plot details and characterizations.)
So using a Three Kingdoms mentality, one that is concerned with heroes and rulers and statecraft, to understand Water Margins is fundamentally flawed. Water Margins is not celebrating heroes. It's sympathetic to the tragedy of the peasants. And by experiencing that tragedy, we might come to the conclusion that maybe no one, not even actual gods who descended from heaven and reincarnated into humans, can overcome the very human problems that causes social strife. Water Margins is deeply cynical and depressing, it doesn't really offer an answer to how to fix the problem, because the author probably doesn't have one. The influence of Buddhist thought is very obvious given the only solution the novel has to the vagaries of human society is...well, become a star in the sky. There might be brief flashes of momentary justice (as depicted in the first half of the the novel), but those flashes will ultimately be subsumed by the inherent unfairness of the social order. Humans are social creatures, but we will always prioritize ensuring our personal interest first and foremost.
As you can see, this theme is in direct contrast with the typical Wuxia ethos, where a hero is someone who uses their position of strength to protect those who are weak and by doing so are able to change the course of society's trajectory to one that is more beneficial and more just. If anything, Wuxia is a power fantasy, one in which the individual is able to overcome the inherent flaws of human nature. It's a very individualistic perspective of the world, one in which the individual can make meaningful changes. In addition, Wuxia is ultimately a pro-establishment genre. Because unlike Water Margins, where a rebellion is crushed by the uncaring state and all these flesh and blood characters are sent into a meat grinder to benefit the rule of an uncaring emperor, the Wuxia genre's hero actually makes a difference and is able to use their heroism to change how the people in government use their power, sometimes going so far as to being able to influence the emperor's ethics. Heroes, with their bravery and sacrifice, are able to inspire the ruling class to be better; and if they fail, they will simply get rid of the bad apples and put the good apples in charge.
Notice in Wuxia the hero never leads a rebellion, establish a new state system, and govern with egalitarian rule that protects the well-being of the most marginalized groups. The hero never seizes political power for themselves, because governance is not in their purview. They merely exist to be a good moral influence on the people with power. There is no smashing of the pre-existing power structure to establish more systemic equity. (This is also why I find Wuxia to be a very immature and escapist genre. Which is fine, we need brainless escapism to protect our mental health, but Wuxia as a genre is not equipped to deal with meaningful social commentary.)
In many ways, Wuxia and Superhero stories share a lot of similarities. They are all products of people who have extreme discontent with the powers that be, but aren't able to really see how the system itself is the source of the injustice and would rather blame the problem on bad people rather than a bad system.